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On August 11, 2023, FINRA published Regulatory Notice 23-12, which offers guidance on recent rule amendments to FINRA Rules 12800 and 12805 related to the expungement of customer dispute information from BrokerCheck.  Legal Update for Securities Litigation – August 16, 2023,

As New York City became the epicenter of the United States coronavirus outbreak in March, financial mar The material in this law alert has been prepared for our readers by Marshall Dennehey Warner Col